ROTHSCHILD INVESTMENT LLC

CIK 0000085338 · Q1 2026

13F Equity AUM

$1.9B

+5.3% QoQ

Positions

2,889

+178 QoQ

AUM Rank

#1,836

Top 15%

Skill Alpha (FF)

-3.9%/yr^ns

No Clear Edge

Rank #6,951 · Top 85%

vs S&P -5.4%/yr (unadj.)

Quarters Tracked

~2 years

Portfolio Concentration

Top 5: 13.7%Top 10: 21.0%Top 20: 32.6%

NVDA3.8%

AAPL3.5%

GOOGL2.6%

JPM2.2%

PRF1.6%

BRK/B1.6%

AMZN1.6%

MSFT1.5%

GOOG1.4%

XOM1.3%

Others (2879)79.0%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services36.7%

Technology17.1%

Industrials9.2%

Healthcare8.4%

Communication Services6.8%

Energy5.9%

Consumer Cyclical5.4%

Consumer Defensive3.1%

Other7.4%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 2889Median: 0.00%Avg: 0.03%

0–0.5%

2840(47.6%)

0.5–1%

28(18.8%)

1–3%

19(26.3%)

3–5%

2(7.3%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 2,834Unique: 55vs 20 funds

38.5%Moderate

2,889

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

52.3%

BANK OF AMERICA CORP /DE/

54.8%

BlackRock, Inc.

58.1%

JPMORGAN CHASE & CO

47.8%

STATE STREET CORP

58.6%

GEODE CAPITAL MANAGEMENT, LLC

56.3%

VANGUARD CAPITAL MANAGEMENT LLC

55.8%

VANGUARD PORTFOLIO MANAGEMENT LLC

63.6%

FMR LLC

57.6%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New275Increased2149Decreased657Exited96

New Positions

IGV0.5%

+107K

INNOVATOR EQUITY DUA…0.1%

+60K

CGCV0.0%

+24K

CGGG0.0%

+16K

ZMAR0.0%

+4K

CWB0.0%

+3K

MHD0.0%

+24K

BNY MELLON MUNICIPAL…0.0%

+8K

VSNT0.0%

+5K

TYLD0.0%

+5K

Increased

AIOT0.1%

+408K(+166%)

CGGO0.6%

+97K(+36%)

STBF0.3%

+73K(+43%)

CGDV0.7%

+67K(+29%)

OWL0.1%

+66K(+52%)

CGDG1.2%

+65K(+11%)

CGNG0.1%

+64K(+1034%)

ARCC0.1%

+56K(+91%)

NFLX0.8%

+50K(+42%)

TCHP0.2%

+45K(+107%)

Decreased

HAIN0.0%

-220,170(-100%)

EPD0.3%

-52,546(-25%)

PRDO0.1%

-33,572(-52%)

NPKI0.1%

-32,296(-32%)

LYFT0.0%

-25,324(-84%)

AMCOR PLC COM NEW0.0%

-20,879(-79%)

FQI0.5%

-20,060(-26%)

ADT0.0%

-19,429(-37%)

CHV1.2%

-19,331(-15%)

WMT0.4%

-16,775(-20%)

Exited

-61,000

-24,461

-4,074

-11,019

-5,702

-23,916

-3,304

-2,000

-645

-116

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...