VAUGHAN & Co SECURITIES, INC.

CIK 0000805870 · Q2 2026

13F Equity AUM

$214.4M

+11.3% QoQ

Positions

-57 QoQ

AUM Rank

#7,818

Top 62%

Skill Alpha (FF)

-2.1%/yr^ns

No Clear Edge

Rank #5,351 · Top 65%

vs S&P -2.9%/yr (unadj.)

Quarters Tracked

~6 years

Portfolio Concentration

Top 5: 59.7%Top 10: 82.8%Top 20: 89.8%

IWO12.8%

IWF12.3%

GSLC12.3%

HDV11.6%

ISCV10.6%

IEMG8.0%

IEFA6.8%

IXN5.5%

DES1.5%

EFAV1.3%

Others (51)17.2%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

No sector data available.

Position Sizing

Positions: 61Median: 0.35%Avg: 1.64%

0–0.5%

42(10.6%)

0.5–1%

7(4.4%)

1–3%

4(5.0%)

3–5%

0(0.0%)

5%+

8(80.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 61vs 20 funds

0%Low

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New0Increased0Decreased0Exited0

No position changes this quarter.

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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