VAUGHAN & Co SECURITIES, INC.

CIK 0000805870 · Q1 2026

13F Equity AUM

$192.6M

-0.4% QoQ

Positions

0 QoQ

AUM Rank

#7,564

Top 61%

Skill Alpha (FF)

-2.1%/yr^ns

No Clear Edge

Rank #5,351 · Top 65%

vs S&P -6.3%/yr (unadj.)

Quarters Tracked

~6 years

Portfolio Concentration

Top 5: 59.1%Top 10: 81.5%Top 20: 89.2%

HDV12.8%

GSLC12.1%

IWF11.8%

IWO11.8%

ISCV10.6%

IEMG7.7%

IEFA7.1%

IXN4.6%

EFAV1.5%

DES1.5%

Others (47)18.5%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services89.9%

Other10.1%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 57Median: 0.40%Avg: 1.75%

0–0.5%

39(11.8%)

0.5–1%

5(3.2%)

1–3%

5(6.5%)

3–5%

1(4.6%)

5%+

7(73.9%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 57Unique: 0vs 20 funds

0.8%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

1.1%

BANK OF AMERICA CORP /DE/

1.2%

JPMORGAN CHASE & CO

1.2%

FMR LLC

1.8%

BlackRock, Inc.

1.2%

VANGUARD CAPITAL MANAGEMENT LLC

STATE STREET CORP

GEODE CAPITAL MANAGEMENT, LLC

VANGUARD PORTFOLIO MANAGEMENT LLC

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New1Increased4Decreased41Exited1

New Positions

XOM0.1%

+1K

Increased

SPY1.4%

+2K(+88%)

AAPL1.1%

+761(+10%)

IWF11.8%

+729(+1%)

AGG0.4%

+211(+3%)

Decreased

ISCV10.6%

-7,557(-3%)

IEMG7.7%

-6,733(-3%)

HDV12.8%

-4,399(-2%)

IXN4.6%

-2,911(-3%)

VLY0.3%

-1,616(-3%)

IWO11.8%

-1,375(-2%)

DOW0.2%

-1,035(-9%)

GSK0.5%

-784(-4%)

T0.1%

-693(-3%)

GSLC12.1%

-619(-0%)

Exited

-2,993

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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