NorthRock Partners, LLC

CIK 0001632097 · Q2 2026

13F Equity AUM

$6.9B

+11.1% QoQ

Positions

669

+16 QoQ

AUM Rank

#1,322

Top 11%

Skill Alpha (FF)

-0.3%/yr^ns

No Clear Edge

Rank #3,249 · Top 39%

vs S&P -1.9%/yr (unadj.)

Quarters Tracked

~11 years

Portfolio Concentration

Top 5: 26.2%Top 10: 44.4%Top 20: 61.4%

VOO6.0%

JMTG5.9%

SPYM5.9%

SPYV4.3%

SPYG4.0%

SGOV4.0%

NDQ4.0%

VGSH4.0%

AAPL3.3%

IGF3.0%

Others (659)55.6%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services84.9%

Technology6.9%

Other8.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 669Median: 0.01%Avg: 0.15%

0–0.5%

635(27.4%)

0.5–1%

12(9.1%)

1–3%

13(22.1%)

3–5%

6(23.6%)

5%+

3(17.8%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 669vs 20 funds

0%Low

669

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New62Increased243Decreased326Exited47

New Positions

BLACKROCK ETF TRUST0.1%

+336K

XLB0.0%

+24K

SPACE EXPLORATION TE…0.0%

+7K

SHYG0.0%

+27K

HONEYWELL INTL INC0.0%

+5K

DELL0.0%

+1K

ARM0.0%

+2K

JEPI0.0%

+11K

QBTS0.0%

+15K

AWN0.0%

+9K

Increased

TAFM1.4%

+2.6M(+212%)

SGOV4.0%

+494K(+22%)

SPYM5.9%

+465K(+11%)

KHC0.2%

+423K(+185%)

SCHZ0.5%

+410K(+34%)

IGF3.0%

+407K(+15%)

SPYV4.3%

+303K(+7%)

BUFR0.9%

+258K(+18%)

IEMG1.3%

+150K(+16%)

IEF0.9%

+138K(+26%)

Decreased

JMTG5.9%

-1,662,828(-17%)

JMST0.5%

-828,499(-56%)

HEFA1.9%

-234,600(-8%)

VGSH4.0%

-156,919(-3%)

SPHQ0.1%

-118,754(-53%)

BAI0.2%

-116,927(-28%)

VWO0.3%

-92,094(-21%)

SPTI0.4%

-75,495(-7%)

BDYN0.4%

-63,906(-6%)

ROUS1.2%

-61,372(-5%)

Exited

-60,712

-8,394

-2,933

-2,028

-15,371

-8,015

-3,265

-10,960

-26,772

-5,218

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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