FNY Investment Advisers, LLC

CIK 0001742998 · Q2 2026

13F Equity AUM

$278K

+21.6% QoQ

Positions

792

+84 QoQ

AUM Rank

#8,692

Top 99%

Skill Alpha (FF)

-1.5%/yr^ns

No Clear Edge

Rank #5,124 · Top 62%

vs S&P -3.5%/yr (unadj.)

Quarters Tracked

~8 years

Portfolio Concentration

Top 5: 14.2%Top 10: 21.6%Top 20: 31.7%

NUVL4.8%

NEE3.4%

CDROW2.2%

CNR1.9%

SEABRIDGE GOLD ORD1.8%

4I11.8%

SNDK1.6%

FCRS-WT1.4%

NVDA1.4%

ARCHIMEDES TECH SPAC PARTNERS II ORD1.3%

Others (782)78.4%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Technology25.7%

Financial Services15.8%

Healthcare12.8%

Unclassified12.2%

Industrials6.0%

Consumer Cyclical5.6%

Utilities4.4%

Energy4.3%

Other13.1%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 792Median: 0.02%Avg: 0.13%

0–0.5%

744(51.1%)

0.5–1%

32(20.6%)

1–3%

14(20.1%)

3–5%

2(8.2%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 792vs 20 funds

0%Low

792

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New327Increased157Decreased201Exited211

New Positions

NUVL4.8%

+109K

CNR1.9%

+43K

SEABRIDGE GOLD ORD1.8%

+196K

4I11.8%

+28K

ARCHIMEDES TECH SPAC…1.3%

+327K

FNV1.2%

+17K

AVNS0.9%

+104K

SPYI0.7%

+37K

IMXI0.7%

+136K

LRCX0.6%

+4K

Increased

GNSS0.7%

+470K(+70%)

D BORAL ARC ACQUISIT…1.1%

+198K(+219%)

BLEICHROEDER ACQUISI…0.7%

+187K(+26703%)

NEE3.4%

+108K(+179900%)

AES0.5%

+100K(+49950%)

PERCEPTIVE CAPITAL S…0.6%

+95K(+145%)

SPRING VALEY ACQUIST…1.2%

+92K(+39%)

IMSR0.4%

+85K(+129%)

AEXA0.4%

+76K(+273%)

OWLT0.2%

+72K(+2071%)

Decreased

CDROW2.2%

-310,310(-32%)

CEPT0.1%

-165,131(-94%)

WEAV0.0%

-141,876(-92%)

COPX0.4%

-105,946(-88%)

M3 BRIGADE ACQUISITI…0.0%

-96,670(-99%)

ELME0.4%

-87,400(-11%)

VRME0.0%

-78,556(-65%)

ASTL0.0%

-69,465(-98%)

MSOS0.1%

-68,829(-66%)

IMDX0.4%

-64,860(-26%)

Exited

-151,884

-213,500

-252,806

-49,791

-7,600

-278,670

-132,557

-12,660

-287,002

-56,720

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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