CALDWELL SUTTER CAPITAL, INC.

CIK 0000702007 · Q2 2026

13F Equity AUM

$265.2M

+7.9% QoQ

Positions

909

+41 QoQ

AUM Rank

#5,387

Top 61%

Skill Alpha (FF)

+0.7%/yr^ns

No Clear Edge

Rank #2,090 · Top 25%

vs S&P -7.3%/yr (unadj.)

Quarters Tracked

~3 years

Portfolio Concentration

Top 5: 15.2%Top 10: 24.0%Top 20: 35.9%

AAPL5.1%

CAT3.2%

PPIH2.4%

PLBC2.3%

KNTK2.1%

MSA1.9%

SGOV1.9%

SSBI1.8%

V1.7%

DGICA1.6%

Others (899)76.0%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services42.8%

Technology12.9%

Industrials12.0%

Consumer Defensive7.0%

Energy5.7%

Healthcare4.1%

Communication Services3.7%

Real Estate3.7%

Other8.1%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 909Median: 0.01%Avg: 0.11%

0–0.5%

860(44.6%)

0.5–1%

30(20.5%)

1–3%

17(26.6%)

3–5%

1(3.2%)

5%+

1(5.1%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 909vs 20 funds

0%Low

909

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New69Increased166Decreased189Exited33

New Positions

—0.7%

+14K

CALM0.3%

+11K

—0.2%

+2K

—0.2%

+2K

FRMI0.1%

+20K

FAST0.0%

+2K

TTWO0.0%

+268

IM8N0.0%

+727

ORLY0.0%

+773

EXPE0.0%

+314

Increased

DGICA1.6%

+14K(+7%)

VUG0.5%

+12K(+473%)

BRBS0.2%

+11K(+7%)

RWT0.0%

+8K(+170%)

SGOV1.9%

+6K(+14%)

BIZD0.0%

+6K(+670%)

CWBC0.8%

+5K(+6%)

CET0.6%

+4K(+16%)

VO0.1%

+4K(+289%)

CPB0.1%

+3K(+23%)

Decreased

—0.0%

-181,704(-95%)

ELSE0.6%

-37,561(-15%)

BANX0.0%

-25,000(-97%)

PFE0.5%

-9,384(-14%)

AIV0.1%

-6,900(-7%)

MOD0.8%

-5,400(-42%)

EMBJ0.1%

-4,661(-50%)

PPIH2.4%

-2,600(-1%)

U0.0%

-2,590(-100%)

KVUE0.2%

-2,517(-9%)

Exited

-13,877

-5,052

-14,716

-7,554

-10,065

-10,000

-475

-18,309

-2,000

-16,236

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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