SHUFRO ROSE & CO LLC

CIK 0000908195 · Q1 2026

13F Equity AUM

$1.5B

-0.5% QoQ

Positions

304

+6 QoQ

AUM Rank

#2,191

Top 18%

Skill Alpha (FF)

-1.5%/yr^ns

No Clear Edge

Rank #4,437 · Top 54%

vs S&P -5.8%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 30.1%Top 10: 44.0%Top 20: 62.7%

SMTH8.9%

IBDU6.3%

GLW5.6%

DCRE5.4%

IVV3.8%

AAPL3.4%

LLY2.8%

MSFT2.8%

GDX2.5%

VO2.4%

Others (294)56.0%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services60.3%

Technology20.2%

Healthcare6.8%

Industrials4.3%

Consumer Cyclical2.5%

Other5.9%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 304Median: 0.04%Avg: 0.33%

0–0.5%

264(19.0%)

0.5–1%

12(8.8%)

1–3%

22(38.7%)

3–5%

2(7.2%)

5%+

4(26.3%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 292Unique: 12vs 20 funds

4%Low

304

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

5.5%

BANK OF AMERICA CORP /DE/

5.9%

5.1%

5.8%

7.5%

5.4%

VANGUARD CAPITAL MANAGEMENT LLC

5.1%

GEODE CAPITAL MANAGEMENT, LLC

4.9%

VANGUARD PORTFOLIO MANAGEMENT LLC

5.8%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New25Increased72Decreased111Exited19

New Positions

SGOV0.2%

+36K

BRK/A0.2%

IBDV0.2%

+116K

DYH0.0%

+5K

BN0.0%

+13K

OLN0.0%

+21K

GHC0.0%

+500

INGR0.0%

+4K

FOR0.0%

+16K

HY0.0%

+13K

Increased

OUNZ1.1%

+338K(+2196%)

SMTH8.9%

+248K(+5%)

IBDU6.3%

+173K(+5%)

TSEL1.0%

+120K(+26%)

DCRE5.4%

+70K(+5%)

IBDR2.0%

+53K(+4%)

MYN0.1%

+40K(+49%)

PANW0.3%

+22K(+1668%)

DFIC0.4%

+21K(+15%)

BSCT1.1%

+18K(+2%)

Decreased

CEF/U0.1%

-338,170(-96%)

BSCQ1.4%

-168,241(-14%)

GLW5.6%

-124,023(-17%)

VBR0.7%

-115,633(-72%)

MERC0.0%

-16,800(-24%)

MPT0.0%

-12,200(-40%)

VVR0.0%

-10,000(-26%)

ICSH0.4%

-6,172(-5%)

COHR1.6%

-5,591(-5%)

SONY0.0%

-5,565(-24%)

Exited

AON

-10,000

WBD

-46,467

ALB 7.25 03/01/27

-9,850

-2,500

-38,700

-911

-574

-1,000

-20,001

-3,142

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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