RICE HALL JAMES & ASSOCIATES, LLC

CIK 0001230765 · Q2 2026

13F Equity AUM

$2.1B

+14.4% QoQ

Positions

240

-3 QoQ

AUM Rank

#1,504

Top 17%

Skill Alpha (FF)

+4.5%/yr^ns

No Clear Edge

Rank #789 · Top 10%

vs S&P +8.3%/yr (unadj.)

Quarters Tracked

~13 years

Portfolio Concentration

Top 5: 13.8%Top 10: 24.1%Top 20: 38.6%

LGND4.2%

TSA2.5%

ARLO2.5%

FN2.4%

ESTA2.3%

XPO2.3%

JXC12.1%

FOUR2.1%

KINIKSA PHARMACEUTICALS INTL1.9%

ASCENDIS PHARMA A/S1.9%

Others (230)75.9%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Healthcare29.6%

Technology23.5%

Industrials16.8%

Consumer Cyclical9.4%

Unclassified4.9%

Financial Services4.7%

Communication Services3.7%

Consumer Defensive2.4%

Other4.9%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 240Median: 0.19%Avg: 0.42%

0–0.5%

179(28.0%)

0.5–1%

31(22.2%)

1–3%

29(45.7%)

3–5%

1(4.2%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 240vs 20 funds

0%Low

240

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New14Increased110Decreased101Exited17

New Positions

ASCENDIS PHARMA A/S1.9%

+149K

OSK0.8%

+106K

PAR0.3%

+379K

SHLS0.3%

+650K

ATEC0.3%

+658K

CECO0.2%

+39K

BMI0.1%

+20K

PJT0.1%

+18K

COST0.1%

+1K

UPLAND SOFTWARE INC0.0%

+101K

Increased

UPWK1.1%

+1.5M(+112%)

TTI0.6%

+1.0M(+2582%)

BLND0.1%

+554K(+55%)

OBIO0.1%

+405K(+2131%)

VRDN1.1%

+277K(+31%)

SWIM0.2%

+225K(+43%)

VREX0.7%

+171K(+13%)

PBV1.6%

+168K(+32%)

TTGT0.4%

+157K(+7%)

BMRN0.7%

+144K(+137%)

Decreased

CEVA0.2%

-321,600(-77%)

AEHR0.4%

-184,706(-68%)

YOU1.3%

-92,070(-16%)

ATEN0.5%

-91,707(-27%)

AUPH0.3%

-71,267(-15%)

ITRN1.4%

-56,358(-11%)

NPKI0.4%

-53,834(-10%)

LIND0.1%

-52,905(-38%)

ICHR0.6%

-50,118(-32%)

AAOI0.4%

-42,549(-43%)

Exited

-148,386

-770,711

-206,147

-187,348

-222,523

-57,048

-300,744

-327,550

-352,781

AZTA

-81,301

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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