AWM Investment Company, Inc.

CIK 0001535264 · Q1 2026

13F Equity AUM

$903.4M

-12.8% QoQ

Positions

-4 QoQ

AUM Rank

#2,991

Top 24%

Skill Alpha (FF)

+1.3%/yr^ns

No Clear Edge

Rank #1,455 · Top 18%

vs S&P -0.6%/yr (unadj.)

Quarters Tracked

~11 years

Portfolio Concentration

Top 5: 26.8%Top 10: 41.2%Top 20: 61.4%

AEHR6.5%

LASR6.5%

VICR5.1%

BKSY4.8%

GILT3.8%

MASS3.5%

AMSC3.0%

KOPN2.9%

JPX2.6%

PI2.4%

Others (88)58.8%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Technology46.6%

Healthcare23.4%

Industrials7.8%

Consumer Cyclical5.1%

Communication Services3.3%

Financial Services3.3%

Consumer Discretionary2.8%

Consumer Defensive2.4%

Other5.2%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 98Median: 0.52%Avg: 1.02%

0–0.5%

48(12.3%)

0.5–1%

20(14.5%)

1–3%

23(39.9%)

3–5%

4(15.2%)

5%+

3(18.1%)

Count of positions per weight bucket — (%) = combined portfolio weight

Loading summary cards...

Portfolio Overlap

Shared: 81Unique: 17vs 20 funds

1.1%Low

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

GEODE CAPITAL MANAGEMENT, LLC

2.2%

VANGUARD CAPITAL MANAGEMENT LLC

2.2%

BlackRock, Inc.

1.7%

STATE STREET CORP

1.8%

VANGUARD PORTFOLIO MANAGEMENT LLC

MORGAN STANLEY

1.1%

BANK OF AMERICA CORP /DE/

JPMORGAN CHASE & CO

0.7%

FMR LLC

0.9%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

Loading overlap analysis...

Position Changes This Quarter

New13Increased28Decreased26Exited17

New Positions

WLACW0.9%

+779K

FEAM0.5%

+3.3M

OUST0.4%

+186K

LYTS0.4%

+176K

Modular Medical, Inc…0.2%

+367K

Satellos Bioscience,…0.1%

+215K

AQST0.1%

+270K

CTMX0.1%

+150K

AVR0.1%

+115K

Atrium Therapeutics,…0.1%

+50K

Increased

ARBEW0.4%

+1.9M(+49%)

TYGO0.9%

+1.9M(+803%)

NXDR0.3%

+1.2M(+115%)

GAMB1.1%

+1.1M(+73%)

BFLY2.0%

+1.0M(+30%)

TLSI0.9%

+835K(+67%)

PEPG0.4%

+531K(+41%)

IPWR0.4%

+411K(+52%)

OWLT1.1%

+230K(+13%)

GRO0.8%

+229K(+11%)

Decreased

BLZE0.5%

-1,667,403(-54%)

RCAT0.5%

-636,396(-63%)

XTNT0.4%

-617,211(-9%)

NGS0.9%

-461,876(-68%)

INFU0.2%

-360,579(-64%)

DFTX2.3%

-313,769(-23%)

VELO2.1%

-174,770(-8%)

LASR6.5%

-145,941(-12%)

CNT0.1%

-130,674(-17%)

UCTT0.1%

-128,998(-92%)

Exited

-2,200,000

-264,179

-316,189

-204,701

-794,634

-406,191

-3,000,000

-162,560

-329,000

-62,000

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

Loading position changes...

Holdings

Loading holdings...