MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK 0001607355 · Q1 2026

13F Equity AUM

$188.9M

-10.0% QoQ

Positions

504

+1 QoQ

AUM Rank

#7,634

Top 61%

Skill Alpha (FF)

+0.2%/yr^ns

No Clear Edge

Rank #2,217 · Top 27%

vs S&P -4.5%/yr (unadj.)

Quarters Tracked

~12 years

Portfolio Concentration

Top 5: 35.5%Top 10: 51.3%Top 20: 66.3%

MSFT10.0%

NEE8.9%

CLS6.6%

PLTR5.3%

AAPL4.7%

RTX4.1%

JNJ3.9%

PEP3.0%

VEEV2.5%

ABBV2.3%

Others (494)48.7%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Technology29.8%

Financial Services18.8%

Healthcare14.8%

Utilities11.2%

Industrials10.1%

Consumer Defensive7.4%

Consumer Cyclical4.1%

Other3.9%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 504Median: 0.01%Avg: 0.20%

0–0.5%

468(22.3%)

0.5–1%

14(9.3%)

1–3%

14(21.9%)

3–5%

4(15.7%)

5%+

4(30.8%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 483Unique: 21vs 20 funds

6.6%Low

504

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

8.8%

BANK OF AMERICA CORP /DE/

9.8%

13.2%

9.5%

9.1%

GEODE CAPITAL MANAGEMENT, LLC

8.8%

VANGUARD CAPITAL MANAGEMENT LLC

8.9%

VANGUARD PORTFOLIO MANAGEMENT LLC

10%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New78Increased67Decreased113Exited75

New Positions

VCIT0.5%

+12K

JCPB0.5%

+19K

HPE0.2%

+13K

NSRGY0.1%

+3K

BIV0.1%

+4K

IGIB0.1%

+3K

ISSC0.1%

+6K

DYN0.0%

+4K

LGN0.0%

+750

DEC0.0%

+3K

Increased

FDVV0.4%

+12K(+9746%)

U6Z0.1%

+11K(+160%)

DYT10.0%

+3K(+1000%)

VYM1.1%

+3K(+24%)

CGDV0.1%

+2K(+46%)

AMZN1.0%

+2K(+29%)

RECS0.1%

+2K(+178%)

RSP1.9%

+2K(+9%)

NOBL0.1%

+1K(+509%)

VUG0.1%

+1K(+501%)

Decreased

ABT0.8%

-24,946(-58%)

AAPL4.7%

-15,525(-33%)

NEE8.9%

-7,962(-4%)

TSLA1.8%

-7,329(-46%)

CSX0.0%

-7,200(-85%)

HRL0.1%

-7,035(-57%)

UNH0.6%

-6,011(-65%)

PFE0.2%

-6,005(-32%)

NVDA1.2%

-4,893(-30%)

CRDO0.1%

-4,500(-87%)

Exited

-12,513

-1,310

-38,950

-7,750

-34,913

-940

-250

-1,400

-1,000

-15,090

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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