Spectrum Asset Management, Inc. (NB/CA)

CIK 0001632078 · Q2 2026

13F Equity AUM

$360.4M

+14.5% QoQ

Positions

113

+6 QoQ

AUM Rank

#5,948

Top 47%

Skill Alpha (FF)

-2.5%/yr^ns

No Clear Edge

Rank #6,426 · Top 77%

vs S&P -5.3%/yr (unadj.)

Quarters Tracked

~11 years

Portfolio Concentration

Top 5: 32.2%Top 10: 46.6%Top 20: 63.1%

WFC9.4%

RSP7.4%

VUSB6.7%

SCHV5.1%

DMAY3.6%

DSEP3.4%

IAU*3.3%

DMAR3.1%

LQD2.6%

YMAR2.0%

Others (103)53.4%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services67.9%

Technology5.3%

Healthcare5.2%

Industrials4.4%

Financials4.0%

Energy3.0%

Basic Materials2.7%

Communication Services2.4%

Other5.1%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 113Median: 0.34%Avg: 0.89%

0–0.5%

63(10.2%)

0.5–1%

19(14.3%)

1–3%

23(33.5%)

3–5%

4(13.3%)

5%+

4(28.7%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 113vs 20 funds

0%Low

113

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New14Increased40Decreased38Exited8

New Positions

LQD2.6%

+87K

DJUN1.3%

+92K

SGOV1.2%

+43K

EMXC1.2%

+41K

HONEYWELL INTL INC0.6%

+9K

HONEYWELL AEROSPACE …0.5%

+9K

STM0.2%

+8K

CGNX0.2%

+8K

URA0.2%

+13K

SHY0.2%

+7K

Increased

DMAY3.6%

+139K(+103%)

WFC9.4%

+93K(+22%)

SCHF1.9%

+76K(+45%)

RSP7.4%

+51K(+68%)

SCHV5.1%

+50K(+10%)

DAPR0.4%

+26K(+370%)

VUSB6.7%

+21K(+5%)

SOLS0.7%

+15K(+102%)

VUG0.3%

+11K(+499%)

CLOX0.9%

+9K(+8%)

Decreased

MDT0.1%

-30,237(-83%)

SCHB0.6%

-9,626(-11%)

SCHR0.9%

-8,549(-6%)

NVDA0.3%

-7,641(-45%)

DFEB2.0%

-4,137(-3%)

NVSN1.0%

-3,471(-13%)

IBTH0.2%

-2,385(-9%)

MRVL0.3%

-2,357(-44%)

IBTG0.1%

-2,164(-13%)

DMAR3.1%

-1,236(-1%)

Exited

-346,494

-17,720

-77,204

-21,534

-872

-2,749

Holdings

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