NEOS Investment Management LLC

CIK 0002001019 · Q2 2026

13F Equity AUM

$27.1B

+37.1% QoQ

Positions

578

+3 QoQ

AUM Rank

#277

Top 3%

Skill Alpha (FF)

+1.0%/yr^ns

No Clear Edge

Rank #1,844 · Top 22%

vs S&P +2.7%/yr (unadj.)

Quarters Tracked

~3 years

Portfolio Concentration

Top 5: 24.0%Top 10: 38.1%Top 20: 53.5%

NVDA6.8%

AAPL5.9%

MSFT3.9%

VTWO3.8%

MU3.6%

AMZN3.5%

GOOGL2.9%

AMD2.6%

GOOG2.6%

AVGO2.5%

Others (568)61.9%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Technology45.4%

Financial Services11.9%

Communication Services10.3%

Consumer Cyclical8.8%

Healthcare5.2%

Consumer Defensive4.7%

Industrials4.2%

Energy3.6%

Other5.9%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 578Median: 0.03%Avg: 0.17%

0–0.5%

540(35.1%)

0.5–1%

19(12.3%)

1–3%

13(25.2%)

3–5%

4(14.8%)

5%+

2(12.7%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 578vs 20 funds

0%Low

578

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New16Increased532Decreased30Exited13

New Positions

HYLB0.3%

+2.0M

USHY0.3%

+1.9M

SPHY0.3%

+3.0M

HONEYWELL INTL INC0.2%

+242K

HONEYWELL AEROSPACE …0.2%

+242K

ALAB0.2%

+101K

YNDX0.1%

+130K

6RJ00.1%

+349K

CRWV0.1%

+260K

THOMSON REUTERS CORP0.1%

+263K

Increased

IBIT0.7%

+1.9M(+55%)

VTWO3.8%

+1.9M(+29%)

KLAC1.1%

+889K(+987%)

NVDA6.8%

+843K(+10%)

AAAU0.4%

+761K(+39%)

ETHA0.1%

+616K(+93%)

BKNG0.4%

+582K(+2649%)

KMI0.2%

+556K(+49%)

ET0.1%

+513K(+48%)

AAPL5.9%

+425K(+8%)

Decreased

NEXT0.1%

-384,353(-15%)

CTSH0.0%

-262,380(-77%)

CSGP0.0%

-199,135(-55%)

HODL0.3%

-92,796(-2%)

CHTR0.0%

-71,920(-85%)

VRSK0.0%

-70,040(-75%)

PSKY0.0%

-25,702(-33%)

VTRS0.0%

-15,931(-8%)

CNC0.0%

-12,344(-14%)

GIS0.0%

-11,056(-11%)

Exited

HON

-438,559

TRI

-239,209

IM8N

-110,426

-83,991

TEAM1EUR

-86,400

CCL

-175,731

-68,180

CTRA

-129,067

HOLX

-31,198

EPAM

-7,504

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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